SCHWAB CHARLES CORP·4

Apr 2, 9:46 PM ET

Brown Marianne Catherine 4

4 · SCHWAB CHARLES CORP · Filed Apr 2, 2026

Research Summary

AI-generated summary of this filing

Updated

SCHW Director Marianne Brown Receives 434 RSU Award

What Happened

  • Marianne Catherine Brown, a director of Schwab (SCHW), was granted 434 restricted stock units (RSUs) on 2026-04-01 (reported on Form 4 filed 2026-04-02). The grant is recorded as a derivative award (transaction code A); no per-share price is reported because RSUs are compensation units rather than an open‑market trade.

Key Details

  • Transaction date: 2026-04-01; Form 4 filed: 2026-04-02.
  • Shares/units granted: 434 RSUs (includes 24.45 RSUs acquired through dividend reinvestment).
  • Price: N/A (RSUs are awards, not purchased shares).
  • Plan/holding: RSUs granted under the Directors' Deferred Compensation Plan II and held in a rabbi trust for her benefit; they are payable/distributed when she leaves the Board.
  • Filing timeliness: Reported the day after the transaction; the filing does not indicate a late report.
  • Transaction code: A (award/grant); these are derivative rights to receive common stock in the future.

Context

  • RSUs are compensation, not an open‑market buy or sale, so they reflect director pay rather than a personal market bet. They convert to actual shares (one RSU = one share) when vested/distributed per the plan terms.

Insider Transaction Report

Form 4
Period: 2026-04-01
Transactions
  • Award

    Restricted Stock Units

    [F1][F2][F4][F3][F5]
    2026-04-01+4347,823.67 total
    Common Stock (434 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit ("RSU") represents a right to receive one share of company stock.
  • [F2]The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.
  • [F3]The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.
  • [F4]The RSUs were received in lieu of cash compensation otherwise payable as director fees.
  • [F5]Includes 24.45 RSUs acquired through dividend reinvestment.
Signature
/s/ P. Blake Allen, Attorney-in-fact|2026-04-02

Documents

1 file
  • 4
    wk-form4_1775180816.xmlPrimary

    FORM 4