Home/Filings/3/0001804351-20-000001
3//SEC Filing

HOA CAPITAL LLC 3

Accession 0001804351-20-000001

CIK 0001591165other

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 4:00 PM ET

Size

9.1 KB

Accession

0001804351-20-000001

Insider Transaction Report

Form 3
Period: 2019-11-15
Holdings
  • SERIES D PREFERRED STOCK

    (indirect: See Footnote)
    Exercise: $0.41From: 2019-11-15COMMON STOCK (14,699,757 underlying)
  • WARRANT

    (indirect: See Footnote)
    Exercise: $0.75From: 2019-11-15Exp: 2029-11-15COMMON STOCK (14,699,757 underlying)
Holdings
  • WARRANT

    (indirect: See Footnote)
    Exercise: $0.75From: 2019-11-15Exp: 2029-11-15COMMON STOCK (14,699,757 underlying)
  • SERIES D PREFERRED STOCK

    (indirect: See Footnote)
    Exercise: $0.41From: 2019-11-15COMMON STOCK (14,699,757 underlying)
Holdings
  • SERIES D PREFERRED STOCK

    (indirect: See Footnote)
    Exercise: $0.41From: 2019-11-15COMMON STOCK (14,699,757 underlying)
  • WARRANT

    (indirect: See Footnote)
    Exercise: $0.75From: 2019-11-15Exp: 2029-11-15COMMON STOCK (14,699,757 underlying)
Footnotes (3)
  • [F1]No Expiration Date
  • [F2]Subject to adjustment as per the terms of the definitive agreements / instruments.
  • [F3]The Series D Preferred Stock and Warrant reported herein are held directly by FWHC Holdings, LLC (FHWC), and indirectly by HOA Capital LLC (HOA), the sole manager of FHWC, and J. Rex Farrior, III, the sole manager of HOA. Each of the reporting persons disclaims beneficial ownership of the common stock underlying the Series D Preferred Stock and Warrant except to the extent of its or his pecuniary interest therein.

Issuer

H-CYTE, INC.

CIK 0001591165

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001804093

Filing Metadata

Form type
3
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 4:00 PM ET
Size
9.1 KB