|3Feb 24, 4:00 PM ET

HOA CAPITAL LLC 3

3 · H-CYTE, INC. · Filed Feb 24, 2020

Insider Transaction Report

Form 3
Period: 2019-11-15
Holdings
  • SERIES D PREFERRED STOCK

    (indirect: See Footnote)
    Exercise: $0.41From: 2019-11-15COMMON STOCK (14,699,757 underlying)
  • WARRANT

    (indirect: See Footnote)
    Exercise: $0.75From: 2019-11-15Exp: 2029-11-15COMMON STOCK (14,699,757 underlying)
Footnotes (3)
  • [F1]No Expiration Date
  • [F2]Subject to adjustment as per the terms of the definitive agreements / instruments.
  • [F3]The Series D Preferred Stock and Warrant reported herein are held directly by FWHC Holdings, LLC (FHWC), and indirectly by HOA Capital LLC (HOA), the sole manager of FHWC, and J. Rex Farrior, III, the sole manager of HOA. Each of the reporting persons disclaims beneficial ownership of the common stock underlying the Series D Preferred Stock and Warrant except to the extent of its or his pecuniary interest therein.

Documents

1 file
  • 3
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT