Bray Jesse K 4
4 · Rocket Companies, Inc. · Filed Apr 2, 2026
Research Summary
AI-generated summary of this filing
Rocket (RKT) CEO Jesse Bray Forfeits 57,200 Shares for Taxes
What Happened
- Jesse K. Bray, President & CEO of Rocket Mortgage and a director of Rocket Companies (RKT), forfeited 57,200 shares on 2026-04-01 to satisfy tax withholding obligations tied to the vesting of restricted stock units. The shares were accounted at $14.25 each, totaling $815,100. This was a tax-withholding/forfeiture transaction, not an open-market sale.
Key Details
- Transaction date: 2026-04-01; Filing date: 2026-04-02 (timely).
- Shares forfeited/disposed: 57,200 at $14.25 per share; aggregate value $815,100.
- Transaction code: F (payment of exercise price or tax liability) — footnote clarifies shares were forfeited to pay tax withholding on RSU vesting under the 2020 Omnibus Incentive Plan.
- Shares owned after transaction: not specified in the provided filing excerpt.
- No 10b5-1 plan, gift, or open-market sale noted in this transaction.
Context
- This is a routine tax-withholding event tied to RSU vesting (company retained/forfeited shares to cover taxes). Such transactions are administrative and do not necessarily indicate buying or selling intent by the insider.
Insider Transaction Report
Form 4
Bray Jesse K
DirectorPres & CEO, Rocket Mortgage
Transactions
- Tax Payment
Class A common stock
[F1]2026-04-01$14.25/sh−57,200$815,100→ 7,978,342 total
Holdings
- 8,099,104(indirect: By Trust)
Class A common stock
Footnotes (1)
- [F1]Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Signature
/s/ Elisabeth Gormley, attorney in fact|2026-04-02