Rocket Companies, Inc.·4

Apr 2, 4:05 PM ET

Bray Jesse K 4

4 · Rocket Companies, Inc. · Filed Apr 2, 2026

Research Summary

AI-generated summary of this filing

Updated

Rocket (RKT) CEO Jesse Bray Forfeits 57,200 Shares for Taxes

What Happened

  • Jesse K. Bray, President & CEO of Rocket Mortgage and a director of Rocket Companies (RKT), forfeited 57,200 shares on 2026-04-01 to satisfy tax withholding obligations tied to the vesting of restricted stock units. The shares were accounted at $14.25 each, totaling $815,100. This was a tax-withholding/forfeiture transaction, not an open-market sale.

Key Details

  • Transaction date: 2026-04-01; Filing date: 2026-04-02 (timely).
  • Shares forfeited/disposed: 57,200 at $14.25 per share; aggregate value $815,100.
  • Transaction code: F (payment of exercise price or tax liability) — footnote clarifies shares were forfeited to pay tax withholding on RSU vesting under the 2020 Omnibus Incentive Plan.
  • Shares owned after transaction: not specified in the provided filing excerpt.
  • No 10b5-1 plan, gift, or open-market sale noted in this transaction.

Context

  • This is a routine tax-withholding event tied to RSU vesting (company retained/forfeited shares to cover taxes). Such transactions are administrative and do not necessarily indicate buying or selling intent by the insider.

Insider Transaction Report

Form 4
Period: 2026-04-01
Bray Jesse K
DirectorPres & CEO, Rocket Mortgage
Transactions
  • Tax Payment

    Class A common stock

    [F1]
    2026-04-01$14.25/sh57,200$815,1007,978,342 total
Holdings
  • Class A common stock

    (indirect: By Trust)
    8,099,104
Footnotes (1)
  • [F1]Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Signature
/s/ Elisabeth Gormley, attorney in fact|2026-04-02

Documents

1 file
  • 4
    wk-form4_1775160323.xmlPrimary

    FORM 4