Malhotra Shawn 4

What Happened

• Shawn Malhotra, Chief Technology Officer at Rocket Companies (RKT), had 13,751 shares forfeited on April 7, 2026 to satisfy tax withholding obligations tied to vested restricted stock units. The shares were valued at $15.03 each, totaling approximately $206,678. This was a tax-withholding disposition (transaction code F), not an open-market sale.

Key Details

• Transaction date and price: April 7, 2026 — 13,751 shares at $15.03 each; total value ~$206,678.
• Transaction type: F (shares forfeited/withheld to pay tax withholding on vesting of RSUs).
• Footnote: F1 — Shares forfeited to pay tax withholding upon vesting of RSUs granted under the Issuer’s 2020 Omnibus Incentive Plan.
• Shares owned after transaction: not disclosed in the provided filing.
• Filing timeliness: Report filed on April 8, 2026 for the April 7, 2026 transaction — appears timely (not marked late).

Context

• This was a routine tax-withholding action tied to RSU vesting (a common administrative transaction). It should not be interpreted as an open-market sale or as a direct signal of the insider’s view of the stock.