4//SEC Filing
PARK DAVID X 4
Accession 0001807029-25-000003
CIK 0001299709other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 7:32 PM ET
Size
16.9 KB
Accession
0001807029-25-000003
Insider Transaction Report
Form 4
PARK DAVID X
Other
Transactions
- Exercise/Conversion
Restricted Stock Units
2025-09-15−1,477→ 27,188 total→ Common Stock (1,477 underlying) - Exercise/Conversion
Common Stock
2025-09-15$90.29/sh+1,793$161,890→ 18,931 total - Disposition to Issuer
Common Stock
2025-09-15$90.29/sh−750$67,718→ 19,658 total - Exercise/Conversion
Common Stock
2025-09-15$90.29/sh+1,477$133,358→ 20,408 total - Disposition to Issuer
Common Stock
2025-09-15$90.29/sh−910$82,164→ 18,748 total - Exercise/Conversion
Restricted Stock Units
2025-09-15−1,793→ 28,665 total→ Common Stock (1,793 underlying) - Award
Restricted Stock Units
2025-09-15+3,197→ 30,385 total→ Common Stock (3,197 underlying)
Holdings
- 1,541(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs vest as to one-third of the shares on each anniversary date of grant.
- [F6]Grant to the reporting person on September 15, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001807029
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 7:32 PM ET
- Size
- 16.9 KB