4//SEC Filing
Fisch Matthew 4
Accession 0001807992-24-000006
CIK 0001818644other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 6:18 PM ET
Size
8.0 KB
Accession
0001807992-24-000006
Insider Transaction Report
Form 4
AEye, Inc.LIDR
Fisch Matthew
DirectorCEO
Transactions
- Sale
Common Stock
2024-05-15$3.27/sh−3,748$12,269→ 140,306 total - Sale
Common Stock
2024-05-15$3.74/sh−1,068$3,993→ 139,238 total
Footnotes (5)
- [F1]The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- [F2]This transaction was executed in multiple trades at prices ranging from $3.13 to $3.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 2,631 shares were acquired on May 1, 2024 at a transaction price of $0.8585 per share.
- [F4]The total reflects a reduction of 66,666 shares under the performance-based award made to the Reporting Person on February 13, 2023, as the performance condition for the award was not satisfied.
- [F5]This transaction was executed in multiple trades at prices ranging from $3.41 to $4.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
AEye, Inc.
CIK 0001818644
Entity typeother
Related Parties
1- filerCIK 0001807992
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 6:18 PM ET
- Size
- 8.0 KB