Peisert Daniel A. 4

4 · Assertio Holdings, Inc. · Filed May 16, 2022

Form 4

Period: 2022-05-12

EVP and CFO

Transactions

Award
Restricted Stock Units
2022-05-12+456,204→ 456,204 total
Exercise: $0.00Exp: 2025-05-12→ Common Stock (456,204 underlying)
Award
Stock Option (right to buy)
2022-05-12+438,596→ 438,596 total
Exercise: $2.63Exp: 2032-05-12→ Common Stock (438,596 underlying)
Award
Restricted Stock Units
2022-05-12+400,000→ 400,000 total
Exercise: $0.00→ Common Stock (400,000 underlying)
Award
Stock Option (right to buy)
2022-05-12+400,000→ 400,000 total
Exercise: $2.63→ Common Stock (400,000 underlying)

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.
[F2]One-third of these restricted stock units and stock options are scheduled to vest on each of the first three anniversaries of the grant date, assuming continued employment through the applicable vesting date.
[F3]These derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for these derivative securities.
[F4]These restricted stock units and stock options will only vest if the trading price of registrant's common stock exceeds certain stock price targets prior to the eighth calendar day after the registrant releases its earnings for the second quarter of 2025.

Documents

1 file