Home/Filings/4/0001811347-20-000002
4//SEC Filing

JOHN X. CICIORA TRUST 4

Accession 0001811347-20-000002

CIK 0000102426other

Filed

Jun 15, 8:00 PM ET

Accepted

Jun 16, 4:51 PM ET

Size

6.6 KB

Accession

0001811347-20-000002

Insider Transaction Report

Form 4
Period: 2020-06-12
Transactions
  • Purchase

    COMMON STOCK

    2020-06-12$9.57/sh+175,122$1,675,165967,009 total
Footnotes (3)
  • [F1]On June 12, 2020, the Reporting Person (also referred to as the "JXCT") received a distribution of 175,122 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of John X. Ciciora, who is a discretionary beneficiary of the Trust and the grantor of the JXCT.
  • [F2]The trustee of the JXCT is Peak Trust Company-AK, which may be deemed to control the JXCT. As a result of his advisory role with the JXCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the JXCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the JXCT.
  • [F3]The JXCT and trusts, persons and entities affiliated with the JXCT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.

Issuer

BOULDER GROWTH & INCOME FUND

CIK 0000102426

Entity typeother
IncorporatedAK

Related Parties

1
  • filerCIK 0001811347

Filing Metadata

Form type
4
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 4:51 PM ET
Size
6.6 KB