3//SEC Filing
COURTNEY M. CICIORA TRUST 3
Accession 0001811370-20-000002
CIK 0000102426other
Filed
May 11, 8:00 PM ET
Accepted
May 12, 12:19 PM ET
Size
5.9 KB
Accession
0001811370-20-000002
Insider Transaction Report
Form 3
COURTNEY M. CICIORA TRUST
10% Owner
Holdings
- 926,677
COMMON STOCK
Footnotes (3)
- [F1]On May 5, 2020, the Reporting Person (also referred to as the "CMCT") received a distribution of 926,677 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the LBT 2019 Trust (the "2019 Trust"). The Reporting Person received the Shares pursuant to a general power of appointment granted under the 2019 Trust to Courtney M. Ciciora, the CMCT's grantor. The 2019 Trust allows Ms. Ciciora to appoint Shares allocated to her under such trust in her discretion and she elected to appoint such Shares to the CMCT.
- [F2]The trustee of the CMCT is Peak Trust Company-AK, which may be deemed to control the CMCT. As a result of his advisory role with the CMCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the CMCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the CMCT.
- [F3]The CMCT and trusts, persons and entities affiliated with the CMCT, including the 2019 Trust, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.
Documents
Issuer
BOULDER GROWTH & INCOME FUND
CIK 0000102426
Entity typeother
IncorporatedAK
Related Parties
1- filerCIK 0001811370
Filing Metadata
- Form type
- 3
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 12:19 PM ET
- Size
- 5.9 KB