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4//SEC Filing

Griffin Sterling 4

Accession 0001811633-23-000004

CIK 0001784567other

Filed

May 30, 8:00 PM ET

Accepted

May 31, 5:20 PM ET

Size

9.0 KB

Accession

0001811633-23-000004

Insider Transaction Report

Form 4
Period: 2023-05-26
Griffin Sterling
DirectorPresident/CEO
Transactions
  • Exercise/Conversion

    Common Stock, no par value

    2023-05-26+1,667136,778 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-05-261,6673,333 total
    Common Stock, no par value (1,667 underlying)
Holdings
  • Stock Options

    Common Stock, no par value (4,379 underlying)
    4,379
Footnotes (4)
  • [F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
  • [F2]On May 26, 2022, Mr. Griffin was granted 5,000 shares of common stock pursuant to the 2020 Restricted Stock Plan, whereby 1/3 of the shares of common stock vest on each anniversary until May 26, 2025, contingent on Mr. Griffin's continued employment through each applicable vesting date.
  • [F3]Represents the total number of unvested common stock granted to Mr. Griffin pursuant to the 2020 Restricted Stock Plan.
  • [F4]Mr. Griffin was granted 3,378 stock options with an exercise price of $8.88 on December 31, 2018. These stock options are fully vested and have an expiration date of December 31, 2023, subject to Mr. Griffin continuing to be an employee of the Company. Mr. Griffin was granted 1,000 stock options with an exercise price of $92.40 on October 13, 2020. These stock options are fully vested and have an expiration date of October 13, 2030, subject to Mr. Griffin continuing to be an employee of the Company.

Issuer

Harbor Custom Development, Inc.

CIK 0001784567

Entity typeother

Related Parties

1
  • filerCIK 0001811633

Filing Metadata

Form type
4
Filed
May 30, 8:00 PM ET
Accepted
May 31, 5:20 PM ET
Size
9.0 KB