|4Dec 26, 3:36 PM ET

Aharon Gil 4

4 · DELCATH SYSTEMS, INC. · Filed Dec 26, 2024

Insider Transaction Report

Form 4
Period: 2024-12-24
Aharon Gil
Director
Transactions
  • Conversion

    Common shares

    2024-12-24$10.00/sh+250,000$2,500,0003,013,468 total(indirect: By Rosalind Advisors, Inc., the advisor to the Rosalind Funds)
  • Exercise/Conversion

    Pre-funded Warrants

    2024-12-24$9.99/sh+603,954$6,033,5001,323,919 total(indirect: By Rosalind Advisors, Inc., the advisor to the Rosalind Funds)
    Exercise: $0.01DELCATH SYSTEMS, INC. (603,954 underlying)
Footnotes (3)
  • [F1]Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00.
  • [F2]Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein
  • [F3]NA

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT