WisdomTree, Inc.·4

Jan 27, 12:28 PM ET

Peck William Bradley 4

4 · WisdomTree, Inc. · Filed Jan 27, 2026

Research Summary

AI-generated summary of this filing

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WisdomTree (WT) William Peck Receives Restricted Stock and PRSUs

What Happened

  • William Bradley Peck, Head of Digital Assets at WisdomTree (WT), received equity awards on January 25, 2026. The Form 4 shows acquisitions of 22,688 shares of restricted stock and 7,562 performance-based restricted stock units (PRSUs). Simultaneously, Peck surrendered 21,713 shares back to the company to cover withholding taxes. All reported transactions list $0.00 as the transaction price because these were awards/derivative grants rather than market purchases.

Key Details

  • Transaction date(s): January 25, 2026 (filed January 27, 2026 — filing appears timely).
  • Awards: 22,688 restricted shares (award), 7,562 PRSUs (derivative award); Surrendered 21,713 shares for tax withholding (code F).
  • Reported prices/values: $0.00 per share for award and PRSU lines (typical for grants); surrender recorded as $0.00 on Form 4.
  • Shares owned after transaction: Not specified in the filing.
  • Notable footnotes:
    • Restricted stock vests over 2027–2029 (e.g., F1: 7,562 shares vest Jan 25, 2027 and Jan 25, 2028; 7,564 on Jan 25, 2029).
    • PRSUs represent the right to receive one share per unit on vesting and are scheduled to vest Jan 25, 2029 at target; actual payout may range from 0%–200% based on 3‑year total shareholder return vs. peers.
    • The 21,713-share disposal was a surrender to the issuer to satisfy tax withholding upon vesting.
  • Filing timeliness: Filed two days after the report date; not marked late.

Context

  • These transactions are equity compensation (restricted stock and performance-based RSUs), not open-market purchases or sales. The surrender of shares to cover taxes is a common, routine step when restricted awards vest and does not indicate a separate open-market sale. PRSUs are performance-contingent: the final number of shares delivered in 2029 could be higher or lower than the target depending on relative TSR performance.

Insider Transaction Report

Form 4
Period: 2026-01-25
Peck William Bradley
Head of Digital Assets
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-01-25+22,688246,257 total
  • Tax Payment

    Common Stock

    [F3][F2]
    2026-01-2521,713224,544 total
  • Award

    Performance Based Restricted Stock Units

    [F4][F5]
    2026-01-25+7,5627,562 total
    Common Stock (7,562 underlying)
Footnotes (5)
  • [F1]Restricted stock awarded by Issuer on January 25, 2026 and vesting as to (i) 7,562 shares on each of January 25, 2027 and January 25, 2028 and (ii) 7,564 shares on January 25, 2029.
  • [F2]Includes restricted stock awards vesting as to (i) 37,773 shares on January 25, 2027, (ii) 19,365 shares on January 25, 2028 and (iii) 7,564 shares on January 25, 2029.
  • [F3]Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.
  • [F4]Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
  • [F5]These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.
Signature
/s/ Marci Frankenthaler, Attorney-in-Fact|2026-01-27

Documents

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  • 4
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