Peck William Bradley 4

4 · WisdomTree, Inc. · Filed Jan 29, 2026

AI-generated summary of this filing

Updated Jan 29, 2026

WisdomTree (WT) William Peck Receives 39,996 Shares via PRSU Vesting

What Happened

William (Bradley) Peck, WisdomTree’s Head of Digital Assets, had 39,996 performance-based restricted stock units (PRSU) convert to common shares on Jan 27, 2026 (transaction code M). The shares had no exercise price ($0). To satisfy withholding taxes, 21,372 shares were withheld by the issuer (transaction code F), leaving a net delivery of 18,624 shares to Peck.
These PRSUs were originally granted on Jan 25, 2023 and vested based on Relative TSR performance. An independent report certified the PRSUs vested at 199% of target (Relative TSR in the 84.62nd percentile). Dividend equivalents were reinvested into 1,669 additional PRSUs before vesting.

Key Details

Transaction date: Jan 27, 2026; exercise/conversion price: $0.00 per share (cashless conversion of PRSUs).
Gross shares converted: 39,996; shares withheld for taxes: 21,372; net shares delivered: 18,624.
Footnotes: F1–F5 explain PRSU mechanics, dividend-equivalent reinvestment (1,669 PRSUs), tax withholding, grant date (Jan 25, 2023) and performance vesting (199% of target).
Filing date/accession: Form filed Jan 29, 2026 (reporting period Jan 27, 2026). The filing does not state total shares owned by Peck after the transaction.

Context

This was a vesting/conversion of performance-based RSUs (derivative conversion), not an open-market purchase or sale. No cash was paid to acquire the shares; the issuer withheld shares to cover taxes (common practice on RSU vesting).
Such vesting reflects compensation tied to multi-year relative TSR performance and does not, by itself, indicate insider buying or selling intent.

Form 4

Period: 2026-01-27

Head of Digital Assets

Transactions

Exercise/Conversion
Common Stock
[F1][F2][F3]
2026-01-27+39,996→ 264,540 total
Tax Payment
Common Stock
[F4][F3]
2026-01-27−21,372→ 243,168 total
Exercise/Conversion
Performance Based Restricted Stock Units
[F5][F1][F2]
2026-01-27−39,996→ 0 total
→ Common Stock (39,996 underlying)

Footnotes (5)

[F1]Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
[F2]Includes the reinvestment of dividend equivalents into 1,669 PRSUs between the grant date and vesting date.
[F3]Includes restricted stock awards vesting as to (i) 37,773 shares on January 25, 2027, (ii) 19,365 shares on January 25, 2028 and (iii) 7,564 shares on January 25, 2029.
[F4]Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.
[F5]These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs.

Signature

/s/ Marci Frankenthaler, Attorney-in-Fact|2026-01-29

1 file