4//SEC Filing
Malievskaia Ekaterina 4
Accession 0001816590-24-000074
CIK 0001816590other
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 4:10 PM ET
Size
11.2 KB
Accession
0001816590-24-000074
Insider Transaction Report
Form 4
Malievskaia Ekaterina
DirectorChief Innovation Officer10% Owner
Transactions
- Sale
Ordinary Shares
2024-04-17$8.78/sh−10,850$95,307→ 3,973,400 total - Sale
Ordinary Shares
2024-04-17$8.78/sh−10,850$95,307→ 3,975,673 total(indirect: By Spouse) - Sale
Ordinary Shares
2024-04-16$8.53/sh−23,881$203,679→ 3,986,523 total(indirect: By Spouse) - Sale
Ordinary Shares
2024-04-16$8.53/sh−23,880$203,670→ 3,984,250 total
Footnotes (6)
- [F1]The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- [F2]The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.17 to $8.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F4]The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023.
- [F5]Securities held by George Jay Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $8.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Documents
Issuer
COMPASS Pathways plc
CIK 0001816590
Entity typeother
Related Parties
1- filerCIK 0001898326
Filing Metadata
- Form type
- 4
- Filed
- Apr 17, 8:00 PM ET
- Accepted
- Apr 18, 4:10 PM ET
- Size
- 11.2 KB