4//SEC Filing
Goldsmith George Jay 4
Accession 0001816590-24-000103
CIK 0001816590other
Filed
May 21, 8:00 PM ET
Accepted
May 22, 4:21 PM ET
Size
11.3 KB
Accession
0001816590-24-000103
Insider Transaction Report
Form 4
Goldsmith George Jay
DirectorChief Executive Officer10% Owner
Transactions
- Sale
Ordinary Shares
2024-05-20$7.89/sh−6,703$52,900→ 3,940,587 total - Sale
Ordinary Shares
2024-05-21$7.91/sh−8,900$70,379→ 3,929,413 total(indirect: By Spouse) - Sale
Ordinary Shares
2024-05-20$7.89/sh−6,704$52,908→ 3,938,313 total(indirect: By Spouse) - Sale
Ordinary Shares
2024-05-21$7.91/sh−8,900$70,379→ 3,931,687 total
Footnotes (6)
- [F1]The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- [F2]The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.80 to $7.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F4]The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023.
- [F5]Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.83 to $8.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Documents
Issuer
COMPASS Pathways plc
CIK 0001816590
Entity typeother
Related Parties
1- filerCIK 0001843859
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 4:21 PM ET
- Size
- 11.3 KB