4//SEC Filing
Goldsmith George Jay 4
Accession 0001816590-24-000125
CIK 0001816590other
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 8:25 AM ET
Size
7.7 KB
Accession
0001816590-24-000125
Insider Transaction Report
Form 4
Goldsmith George Jay
DirectorChief Executive Officer10% Owner
Transactions
- Sale
Ordinary Shares
2024-10-24−776,565→ 3,155,122 total - Sale
Ordinary Shares
2024-10-24−776,565→ 3,152,848 total(indirect: By Spouse)
Footnotes (3)
- [F1]The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- [F2]The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia.
- [F3]Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.
Documents
Issuer
COMPASS Pathways plc
CIK 0001816590
Entity typeother
Related Parties
1- filerCIK 0001843859
Filing Metadata
- Form type
- 4
- Filed
- Oct 24, 8:00 PM ET
- Accepted
- Oct 25, 8:25 AM ET
- Size
- 7.7 KB