Bakkt Holdings, Inc.·4

Dec 1, 5:38 PM ET

ALFRED MICHAEL 4

4 · Bakkt Holdings, Inc. · Filed Dec 1, 2025

Insider Transaction Report

Form 4
Period: 2025-11-19
Transactions
  • Award

    Class A Common Stock

    2025-11-19+9,00028,476 total
Holdings
  • Class A Common Stock

    (indirect: By Alpine Fox LP)
    40,000
Footnotes (3)
  • [F1]These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on November 9, 2026, provided that the reporting person continues to provide service to the issuer through such date.
  • [F2]Includes 28,476 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
  • [F3]Represents shares of the issuer's Class A Common Stock held through Alpine Fox LP, over which the reporting person has control. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT