Dougan Brady W 4
4 · Humacyte, Inc. · Filed Jun 13, 2024
Insider Transaction Report
Form 4
Humacyte, Inc.HUMA
Dougan Brady W
Director
Transactions
- Sale
Common Stock
2024-06-11$7.02/sh−76,630$537,943→ 4,830,658 total(indirect: By LLC) - Sale
Common Stock
2024-06-11$7.09/sh−282,000$2,000,000→ 4,907,288 total(indirect: By LLC) - Sale
Common Stock
2024-06-12$7.30/sh−271,518$1,982,081→ 4,559,140 total(indirect: By LLC)
Holdings
- 510,161
Common Stock
- 240,832(indirect: By Spouse)
Common Stock
- 1,148,240(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Shares were sold in a private transaction to a trust controlled by family members of Laura E. Niklason, the Reporting Person's spouse. Said family members do not share the same household as the Reporting Person's spouse.
- [F2]The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.
- [F3]The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.00 to $7.115. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.25 to $7.545. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.