Heavener Micah 4
4 · SoFi Technologies, Inc. · Filed Jun 16, 2022
Insider Transaction Report
Form 4
Heavener Micah
Head of Operations
Transactions
- Exercise/Conversion
Common Stock
2022-06-14+39,145→ 186,400 total - Tax Payment
Common Stock
2022-06-14$5.88/sh−15,474$90,987→ 170,926 total - Exercise/Conversion
Common Stock
2022-06-14−39,145→ 326,954 total→ Common Stock (39,145 underlying)
Footnotes (3)
- [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- [F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.