Borton Chad M 4
4 · SoFi Technologies, Inc. · Filed Nov 16, 2023
Insider Transaction Report
Form 4
Borton Chad M
President - SoFi Bank
Transactions
- Exercise/Conversion
Common Stock
2023-11-14+51,246→ 209,103 total - Exercise/Conversion
Restricted Stock Unit
2023-11-14−51,246→ 1,291,392 total→ Common Stock (51,246 underlying) - Tax Payment
Common Stock
2023-11-15$7.32/sh−19,405$141,967→ 189,698 total
Footnotes (3)
- [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- [F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022.