Borton Chad M 4
4 · SoFi Technologies, Inc. · Filed Dec 18, 2023
Insider Transaction Report
Form 4
Borton Chad M
President - SoFi Bank
Transactions
- Tax Payment
Common Stock
2023-12-15$9.32/sh−30,477$284,107→ 239,972 total - Exercise/Conversion
Restricted Stock Unit
2023-12-14−80,751→ 1,210,641 total→ Common Stock (80,751 underlying) - Exercise/Conversion
Common Stock
2023-12-14+80,751→ 270,449 total
Footnotes (3)
- [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- [F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023.