Borton Chad M 4
4 · SoFi Technologies, Inc. · Filed Mar 18, 2024
Insider Transaction Report
Form 4
Borton Chad M
President - SoFi Bank
Transactions
- Exercise/Conversion
Common Stock
2024-03-14+80,749→ 359,449 total - Tax Payment
Common Stock
2024-03-15$6.99/sh−23,017$160,889→ 336,432 total - Exercise/Conversion
Restricted Stock Unit
2024-03-14−80,749→ 1,623,309 total→ Common Stock (80,749 underlying)
Footnotes (3)
- [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- [F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 21, 2022 and March 22, 2023.