Simcock Stephen 4
4 · SoFi Technologies, Inc. · Filed Mar 18, 2025
Insider Transaction Report
Form 4
Simcock Stephen
General Counsel
Transactions
- Exercise/Conversion
Restricted Stock Unit
2025-03-14−71,353→ 927,591 total→ Common Stock (71,353 underlying) - Tax Payment
Common Stock
2025-03-17$12.16/sh−24,420$297,020→ 124,260 total - Exercise/Conversion
Common Stock
2025-03-14+71,353→ 148,680 total
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- [F2]Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
- [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.