Joby Aviation, Inc.|4Feb 11, 6:28 PM ET

Allison Eric 4

4 · Joby Aviation, Inc. · Filed Feb 11, 2026

AI-generated summary of this filing

Updated Feb 11, 2026

Joby (JOBY) CPO Eric Allison Exercises RSUs, Sells Shares

What Happened

Eric Allison, Chief Product Officer at Joby Aviation, had restricted stock units (RSUs) convert into 2,958 shares on 2026-02-09 (reported as an exercise/conversion at $0.00). Some or all of those shares were surrendered/withheld for tax purposes, and on 2026-02-10 he sold 1,526 shares in the open market for a weighted average price of $10.55, generating $16,099 in proceeds (sales executed at prices between $10.55 and $10.66). These transactions appear to be routine tax-withholding and partial open-market sale following RSU settlement, not a straightforward buy signal.

Key Details

Transaction dates/prices:
- 2026-02-09: RSU conversion/acquisition of 2,958 shares @ $0.00.
- 2026-02-09: Disposal of 2,958 shares @ $0.00 (shares withheld/surrendered — tax withholding).
- 2026-02-10: Open-market sale of 1,526 shares @ weighted avg $10.55 (range $10.55–$10.66) for $16,099.
Shares owned after transaction: Not specified in the provided filing excerpt.
Footnotes of note:
- F1: Shares were sold/withheld to cover taxes due upon RSU release/settlement.
- F2: Open-market sale executed in multiple trades; weighted-average price reported; full trade details available on request.
- F3: RSU award vests in installments (Jan 12, Feb 9, Mar 9) based on performance goals; each RSU converts to one share upon vesting.
Filing timeliness: Form 4 filed 2026-02-11 for transactions on 2026-02-09 and 2026-02-10 — appears timely.

Context

RSU conversion means contingent awards became actual shares on vesting; withholding/surrender of shares and small open-market sales to cover taxes are common and do not necessarily indicate bullish or bearish insider sentiment. The filing shows a mix of withheld shares (no cash proceeds) and an open-market sale to satisfy tax obligations.

Form 4

Period: 2026-02-09

Chief Product Officer

Transactions

Exercise/Conversion
Common Stock
2026-02-09+2,958→ 705,562 total
Sale
Common Stock
[F1][F2]
2026-02-10$10.55/sh−1,526$16,099→ 704,036 total
Exercise/Conversion
Restricted Stock Units (RSUs)
[F3]
2026-02-09−2,958→ 2,958 total
Exercise: $0.00→ Common Stock (2,958 underlying)

Footnotes (3)

[F1]Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
[F2]This transaction was executed in multiple trades at prices ranging from $10.55 to $10.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F3]Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Signature

/s/ Sarah Slayen, Attorney-in-Fact for Eric Allison|2026-02-11

1 file