Joby Aviation, Inc.|4Feb 11, 6:28 PM ET

DeHoff Kate 4

4 · Joby Aviation, Inc. · Filed Feb 11, 2026

AI-generated summary of this filing

Updated Feb 11, 2026

Joby (JOBY) Chief Legal Officer Kate DeHoff Sells 17,311 Shares

What Happened

Kate DeHoff, Joby’s Chief Legal Officer & Corporate Secretary, had RSUs settle and converted 2,958 shares on Feb 9, 2026 (recorded as a derivative conversion at $0.00). She sold a total of 17,311 shares in open-market transactions on Feb 10–11, 2026, generating about $172,241 in proceeds (1,076 shares at $10.55 on Feb 10 = $11,352; 16,235 shares at a weighted average $9.91 on Feb 11 = $160,889). The RSU conversion included shares withheld to cover taxes.

Key Details

Dates/prices: Feb 9, 2026 — 2,958 RSUs converted (acquired at $0.00); Feb 10, 2026 — sold 1,076 shares @ $10.55; Feb 11, 2026 — sold 16,235 shares @ weighted avg $9.91 (trades ranged $9.68–$10.20).
Proceeds: ~ $172,241 total from the two open-market sales.
Tax withholding: 2,958 shares were withheld/treated at $0.00 to cover taxes upon RSU settlement (footnote F1).
Plan/authorization: Sales were executed pursuant to an approved 10b5-1 trading plan adopted May 13, 2025 (footnote F2).
Award details: The converted shares came from RSUs that vest in installments (Jan 12, Feb 9, Mar 9) based on performance (0%–125% vesting) and continued service (footnote F4).
Shares owned after transaction: Not specified in the filing.
Filing timeliness: Report filed Feb 11, 2026 for activity on Feb 9–11 — appears to be timely (Form 4 is generally due within 2 business days).

Context

These transactions reflect RSU vesting and subsequent sales (including shares withheld for taxes) rather than an open-market purchase. Sales executed under a 10b5-1 plan are generally pre-set and routine; such sales do not, by themselves, indicate insider sentiment about the company’s prospects.

Form 4

Period: 2026-02-09

See Remarks

Transactions

Exercise/Conversion
Common Stock
2026-02-09+2,958→ 166,680 total
Sale
Common Stock
[F1]
2026-02-10$10.55/sh−1,076$11,352→ 165,604 total
Sale
Common Stock
[F2][F3]
2026-02-11$9.91/sh−16,235$160,889→ 149,369 total
Exercise/Conversion
Restricted Stock Units (RSUs)
[F4]
2026-02-09−2,958→ 2,958 total
Exercise: $0.00→ Common Stock (2,958 underlying)

Footnotes (4)

[F1]Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
[F2]Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on May 13, 2025.
[F3]This transaction was executed in multiple trades at prices ranging from $9.68 to $10.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F4]Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Signature

/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff|2026-02-11

1 file