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4Accepted Oct 5, 4:07 PM ET

Joby Aviation: Chief legal officer Kate DeHoff exercised 18,574 shares

JOBYJoby Aviation, Inc.

Accepted (ET)

4:07 PM

Oct 5, 2026

Filed

Oct 5, 2026

Documents

1

Size

16.4 KB

Summary

Joby Aviation: Chief legal officer Kate DeHoff exercised 18,574 shares

Updated

What happened

  • Kate DeHoff, chief legal officer and corporate secretary, had RSUs convert/exercise into 18,574 shares on Oct 1, 2026 (5,224; 8,305; 5,045 shares, each at $0.00 per share).
  • The filing shows a market sale of 9,575 shares on Oct 2, 2026 at $5.95 per share for total proceeds of $56,971.
  • The filing also records disposals of 5,224; 8,305; and 5,045 shares at $0.00 in connection with the derivative transactions (see footnote on tax withholding).

Key details

  • Transaction dates and prices: Oct 1, 2026 — three exercises/conversions at $0.00 (aggregate 18,574 shares); Oct 2, 2026 — open-market sale of 9,575 shares at $5.95 for $56,971.
  • Shares owned after the transaction: not stated in the filing excerpt provided.
  • Footnotes from the filing:
    • F1: aggregate number of shares sold to cover taxes due upon release and settlement of the RSUs.
    • F2–F4: describe the RSU awards and vesting schedules (quarterly vesting schedules beginning Jul 1, 2023; Jan 1, 2024; and Jan 1, 2026, respectively).
  • Form filed on Oct 5, 2026 (reporting period Oct 1, 2026).

Why it may matter

  • The filing shows RSUs vested/converted into shares and that some shares were withheld or sold to cover taxes (a sell-to-cover tax withholding) plus a separate open-market sale of 9,575 shares.
  • For derivative transactions: the filing reports exercises/conversions (code M) and related disposals for tax withholding (code F).
  • A filing does not show why the insider traded or why the company acted.

AI-written summary · check the filing