Joby Aviation: chief legal officer Kate DeHoff exercised 16,065 shares

What happened

• The filing shows Kate DeHoff, chief legal officer and corporate secretary, had a conversion/exercise of 16,065 derivative units (RSUs) on Oct 12, 2026 at $0.00 per share and sold 8,279 shares in an open-market sale on Oct 13, 2026 at $5.09 per share for $42,140.
• The filing also records a derivative disposition of 16,065 shares on Oct 12, 2026 at $0.00.

Key details

• Transaction dates and prices:
  • Oct 12, 2026: exercise/conversion of derivative, 16,065 shares at $0.00 (acquired).
  • Oct 12, 2026: derivative disposition entry, 16,065 shares at $0.00.
  • Oct 13, 2026: open-market sale, 8,279 shares at $5.09, total $42,140.
• Shares owned after the transaction: not disclosed in the filing.
• Footnotes:
  • F1: Represents the aggregate number of shares sold to cover taxes due upon release and settlement of the RSUs, as required by the RSU award terms.
  • F2: Describes the RSU award vesting schedule (16.66% vested Jan 12, 2022; remaining 83.34% in 20 quarterly installments), and that each RSU represents the contingent right to receive one share upon vesting.
• Filing date and timeliness:
  • Filed Oct 14, 2026. The filing does not indicate a late filing.

Why it may matter

• The filing shows RSUs converted to shares (derivative exercise/conversion) and a partial sale the next day to cover tax withholding (sell-to-cover).
• This was not a gift and not reported as a 10% owner transaction.
• The filing does not show why the insider traded or why the company acted.