4//SEC Filing
Anthony Nicholas C. 4
Accession 0001820037-20-000003
CIK 0000783280other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 11:05 AM ET
Size
11.1 KB
Accession
0001820037-20-000003
Insider Transaction Report
Form 4
Anthony Nicholas C.
EVP, Chief Investment Officer
Transactions
- Sale
Common Stock
2020-08-03$39.70/sh−31,081$1,233,916→ 24,077 total
Holdings
- 683(indirect: By 401(k))
Common Stock
- 8,306
LTIP Units
→ Common Stock (8,306 underlying) - 67,262
Units
→ Common Stock (67,262 underlying) - 36,974
Phantom Stock Units
→ Common Stock (36,974 underlying)
Footnotes (6)
- [F1]Between February 12, 2020 and August 5, 2020, the Reporting Person acquired 333 shares of DRE common stock through dividend reinvestment.
- [F2]Between February 12, 2020 and August 5, 2020 the Reporting Person acquired 10 shares of DRE's common stock under the Company's 401(k) plan.
- [F3]Represents phantom stock units acquired under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership.Between February 12, 2020 and August 5, 2020, the Reporting Person acquired 254 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and/or stock upon the Reporting Person's termination of employment.
- [F4]Represents units of limited partnership interest (LTIP Unit) in Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based incentive programs. When earned and vested, each LTIP Unit may be converted into a Common Unit of limited partnership interest in DRLP. Each Common Unit acquired upon the conversion of an LTIP Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP units are generally not convertible until two years from the date of the grant.
- [F5]LTIP Units awarded in lieu of performance share plan units and upon meeting the performance-based conditions, pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. LTIP Units are awarded according to the terms described in footnote 4 and have no expiration date.
- [F6]Represents Common Units of DRLP. Each Common Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. Common Units have no expiration date.
Documents
Issuer
DUKE REALTY CORP
CIK 0000783280
Entity typeother
Related Parties
1- filerCIK 0001696793
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 11:05 AM ET
- Size
- 11.1 KB