Home/Filings/4/0001820037-21-000026
4//SEC Filing

Anthony Nicholas C. 4

Accession 0001820037-21-000026

CIK 0000783280other

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 1:08 PM ET

Size

12.7 KB

Accession

0001820037-21-000026

Insider Transaction Report

Form 4
Period: 2021-02-10
Anthony Nicholas C.
EVP, Chief Investment Officer
Transactions
  • Award

    Common Stock

    2021-02-10+10,00461,863 total
  • Tax Payment

    Common Stock

    2021-02-10$42.07/sh5,560$233,90956,303 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    742
  • Phantom Stock Units

    Common Stock (37,208 underlying)
    37,208
  • LTIP Units

    Common Stock (0 underlying)
    0
  • Units

    Common Stock (75,568 underlying)
    75,568
Footnotes (7)
  • [F1]Represents an award of restricted stock units pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934.
  • [F2]Represents shares withheld for taxes upon the vesting of restricted stock units granted pursuant to Rule 16b-3 of Section 16b of the Securities Exchange Act of 1934.
  • [F3]Represents phantom stock units acquired under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and/or stock upon the Reporting Person's termination of employment.
  • [F4]Represents units of limited partnership interest (LTIP Unit) in Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based incentive programs. When both earned and vested, each LTIP Unit will automatically convert into a Common Unit of limited partnership interest in DRLP. Each Common Unit acquired upon the conversion of an LTIP Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP Units converted to Common Units are generally not redeemable until two years from the date of the grant.
  • [F5]LTIP Units awarded in lieu of performance share plan units and upon meeting the performance-based conditions, pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. LTIP Units are awarded according to the terms described in footnote 4 and have no expiration date.
  • [F6]Reflects a balance of change from LTIPUnits to Common Units due to lapse in holding period requirement.
  • [F7]Represents LTIP Units that have converted to Common Units of DRLP. Each Common Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP Units converted to Common Units are generally not redeemable until two years from the date of grant and have no expiration date.

Issuer

DUKE REALTY CORP

CIK 0000783280

Entity typeother

Related Parties

1
  • filerCIK 0001696793

Filing Metadata

Form type
4
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 1:08 PM ET
Size
12.7 KB