|4Apr 18, 8:00 PM ET

McGarry Mary Ann 4

4 · Guild Holdings Co · Filed Apr 18, 2022

Insider Transaction Report

Form 4
Period: 2022-04-15
McGarry Mary Ann
Director10% Owner
Transactions
  • Award

    Class A Common Stock, par value $0.01 per share

    2022-04-15+80,819224,595 total
Holdings
  • Class A Common Stock, par value $0.01 per share

    (indirect: By LLC)
    4,380,740
Footnotes (3)
  • [F1]Grant of 80,819 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.
  • [F2]Includes 143,776 RSUs each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest as to 25% of the units on each of the second and third anniversaries of the grant date of October 21, 2020 and as to 50% of the units on the fourth anniversary of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.
  • [F3]4,380,740 shares of Class A Common Stock beneficially owned by Ms. McGarry through McGarry Strategic Enterprises, LLC, in which Ms. McGarry owns a 99% ownership interest. Ms. McGarry serves as the Manager of McGarry Strategic Enterprises, LLC and exercises voting and investment control over the securities held by that entity.

Documents

1 file
  • 4
    wf-form4_165032642023103.xmlPrimary

    FORM 4