4//SEC Filing
McGarry Mary Ann 4
Accession 0001821160-23-000035
CIK 0001821160other
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 5:01 PM ET
Size
12.6 KB
Accession
0001821160-23-000035
Insider Transaction Report
Form 4
McGarry Mary Ann
Director10% Owner
Transactions
- Award
Class A Common Stock, par value $0.01 per share
2023-04-15+137,615→ 353,457 total - Tax Payment
Class A Common Stock, par value $0.01 per share
2023-04-15$10.90/sh−6,560$71,504→ 346,897 total
Holdings
- 4,380,740(indirect: By LLC)
Class A Common Stock, par value $0.01 per share
Footnotes (4)
- [F1]Grant of 137,615 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date of April 15, 2023, generally subject to the Reporting Person's continued employment through the applicable vesting date.
- [F2]Includes (i) 107,831 RSUs vesting as to 35,944 units on October 21, 2023 and as to 71,887 units on October 21, 2024, and (ii) 53,882 RSUs vesting in substantially equal installments on April 15, 2024 and April 15, 2025. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- [F3]Represents shares of the Issuer's Class A common stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of RSUs (including related dividend equivalent units), which vested on April 15, 2023.
- [F4]Represents shares of Class A Common Stock beneficially owned by Ms. McGarry through McGarry Strategic Enterprises, LLC, in which Ms. McGarry owns a 99% ownership interest. Ms. McGarry serves as the Manager of McGarry Strategic Enterprises, LLC and exercises voting and investment control over the securities held by that entity.
Issuer
Guild Holdings Co
CIK 0001821160
Entity typeother
Related Parties
1- filerCIK 0001827841
Filing Metadata
- Form type
- 4
- Filed
- Apr 17, 8:00 PM ET
- Accepted
- Apr 18, 5:01 PM ET
- Size
- 12.6 KB