STEM, INC.·4

Jun 4, 5:53 PM ET

Daley Adam 4

4 · STEM, INC. · Filed Jun 4, 2026

Research Summary

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STEM Director Adam Daley Receives 12,168 RSUs

What Happened
Adam Daley, a director of STEM, Inc. (STEM), received a grant of 12,168 restricted stock units (RSUs) on June 3, 2026. The award is reported at $0.00 per unit (an RSU grant/derivative award), and each RSU represents a contingent right to receive one share of common stock upon vesting.

Key Details

  • Transaction date: June 3, 2026; Form 4 filed June 4, 2026 (timely filing).
  • Award: 12,168 RSUs granted, reported price $0.00 (derivative award).
  • Vesting: 100% vests on June 3, 2027 (per footnote).
  • Shares owned following transaction: not specified in the provided summary—see the full Form 4 for current beneficial ownership.
  • Footnotes: F1 clarifies each RSU converts to one share when settled; F2 confirms the full vest date.

Context
RSUs are compensation awards, not open-market purchases or sales; they do not transfer actual shares until they vest and are settled. Such grants are common for directors and executives as part of pay/retention and do not by themselves indicate a buy or sell signal. Check the full Form 4 and company disclosures for additional details on settlement, tax withholding, and total insider holdings.

Insider Transaction Report

Form 4
Period: 2026-06-03
Daley Adam
Director
Transactions
  • Award

    Restricted Stock Unit

    [F1][F2]
    2026-06-03+12,16812,168 total
    Common Stock, Par Value $0.0001 Per Share (12,168 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
  • [F2]On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.
Signature
/s/ Sarah Dunn, attorney-in-fact|2026-06-04

Documents

3 files