4//SEC Filing
Petras Michael B. Jr. 4
Accession 0001822479-23-000070
CIK 0001822479other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 4:08 PM ET
Size
13.1 KB
Accession
0001822479-23-000070
Insider Transaction Report
Form 4
Petras Michael B. Jr.
DirectorChairman & CEO
Transactions
- Tax Payment
Common Stock, $0.01 par value per share ("Common Stock")
2023-11-20$13.93/sh−29,250$407,453→ 555,418 total
Holdings
- 6,377,185(indirect: By Trust)
Common Stock
- 404,094
Stock Options
Exercise: $17.59Exp: 2033-03-06→ Common Stock (404,094 underlying) - 2,108,356
Stock Options
Exercise: $6.37Exp: 2032-11-07→ Common Stock (2,108,356 underlying) - 478,932
Stock Options
Exercise: $20.03Exp: 2032-03-02→ Common Stock (478,932 underlying) - 1,118,012
Stock Options
Exercise: $23.00Exp: 2030-11-20→ Common Stock (1,118,012 underlying)
Footnotes (8)
- [F1]These securities represent the number of shares of Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations due upon the vesting of 65,217 Restricted Stock Units ("RSUs"), which represents 25% of the RSU award granted to the Reporting Person on November 20, 2020. This award was granted pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions.
- [F2]Represents the closing price of the Company's Common Stock on November 20, 2023.
- [F3]These securities consist of 403,219 RSUs and 152,199 shares of Common Stock.
- [F4]No transaction is being reported on this line. Reported on a previously filed Form 4.
- [F5]These options were granted on March 6, 2023, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest annually in three equal installments commencing March 2, 2024, subject to vesting conditions.
- [F6]These options were granted on November 7, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in three installments, as follows: 30%, 30%, and 40% of the options vest on each of the 12-month, 18-month, and 24-month anniversaries, respectively, of the date of grant, subject to the Reporting Person's continued service through each such date.
- [F7]These options were granted on March 2, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date.
- [F8]These options were granted on November 20, 2020, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in four equal installments on each of the first four anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date.
Documents
Issuer
Sotera Health Co
CIK 0001822479
Entity typeother
Related Parties
1- filerCIK 0001832387
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 4:08 PM ET
- Size
- 13.1 KB