Colbert Chris 4
4 · NUSCALE POWER Corp · Filed Jun 26, 2023
Insider Transaction Report
Form 4
Colbert Chris
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2023-06-22$0.64/sh+29,929$19,155→ 44,977 total - Exercise/Conversion
Employee Stock Option (right to buy)
2023-06-22$0.64/sh−29,929$19,155→ 59,857 totalExercise: $0.64Exp: 2023-09-13→ Class A Common Stock (29,929 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2023-06-26$0.64/sh−29,928$19,154→ 0 totalExercise: $0.64Exp: 2023-09-13→ Class A Common Stock (29,928 underlying) - Sale
Class A Common Stock
2023-06-22$7.85/sh−29,929$234,991→ 15,048 total - Exercise/Conversion
Class A Common Stock
2023-06-23$0.64/sh+29,929$19,155→ 44,977 total - Sale
Class A Common Stock
2023-06-23$7.41/sh−29,929$221,825→ 15,048 total - Sale
Class A Common Stock
2023-06-26$7.00/sh−29,928$209,538→ 15,048 total - Exercise/Conversion
Class A Common Stock
2023-06-26$0.64/sh+29,928$19,154→ 44,976 total - Exercise/Conversion
Employee Stock Option (right to buy)
2023-06-23$0.64/sh−29,929$19,155→ 29,928 totalExercise: $0.64Exp: 2023-09-13→ Class A Common Stock (29,929 underlying)
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.73 to $8.07, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.62, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.71 to $7.32, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017.