Smyth Gerard P. 4

What Happened
Gerard P. Smyth, EVP & Chief Investment Officer of Ameriprise Financial (AMP), was granted 2,887 shares (award/vesting) on 2026-01-27. Of those, 1,115 shares were withheld to pay tax liabilities at a per-share value of $498.33, generating approximately $555,638 used for taxes. That leaves a net increase of 1,772 shares from the award. The withholding is a tax-related disposition, not an open-market sale.

Key Details

• Transaction dates: 2026-01-27 (award and tax withholding); Form filed 2026-01-29.
• Grant: 2,887 shares (code A) acquired at $0.00 (award/vesting).
• Withholding: 1,115 shares (code F) disposed at $498.33/share for ~$555,638 to cover tax obligations.
• Net shares retained from the award: 1,772 (2,887 − 1,115).
• Shares owned after transaction: not provided in the supplied filing details.
• Notes: Code A = award/grant; Code F = payment of tax liability via share withholding (common for vested equity). Filing date appears within the typical two-business-day reporting window.

Context
This was a grant/vesting event with shares withheld for taxes (a routine administrative action), not a market sale or open-market purchase. Such withholdings are standard and do not necessarily indicate a change in insider sentiment.