4//SEC Filing
Dyal Capital SLP LP 4
Accession 0001823945-21-000054
CIK 0001823945other
Filed
Nov 4, 8:00 PM ET
Accepted
Nov 5, 4:23 PM ET
Size
11.3 KB
Accession
0001823945-21-000054
Insider Transaction Report
Form 4
Dyal Capital SLP LP
10% Owner
Transactions
- Conversion
Class D Shares
2021-11-03+5,465,377→ 143,739,427 total - Conversion
Series E-2 Seller Earnout Units
2021-11-03−5,465,377→ 0 total→ Class B Shares (5,465,377 underlying) - Conversion
Blue Owl Operating Group Units
2021-11-03+5,465,377→ 143,739,427 total→ Class B Shares (5,465,377 underlying)
Footnotes (3)
- [F1]Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to indirectly receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock ("Class D Shares") and an equal number of Blue Owl Operating Group Units (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP) issuable in respect of the reporting person's Series E-2 Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA).
- [F2]The "Triggering Event" occurred on November 3, 2021, when the volume weighted average share price exceeded $15.00 per share for 20 consecutive trading days.
- [F3]Each Blue Owl Operating Group Unit, upon the cancellation of an equal number of Class D Shares, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock ("Class B Shares"), subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire.
Documents
Issuer
BLUE OWL CAPITAL INC.
CIK 0001823945
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001863467
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 8:00 PM ET
- Accepted
- Nov 5, 4:23 PM ET
- Size
- 11.3 KB