Lum Ernest K.F. 4

Accession 0001824982-22-000001

CIK 0001740695other

View on SEC.gov Company Profile

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 11:54 AM ET

Size

33.1 KB

Accession

0001824982-22-000001

Insider Transaction Report

Form 4

Period: 2021-11-22

Lux Amber, Corp.LXAM

Lum Ernest K.F.

10% Owner

Transactions

Award
Common Stock purchase options
2021-12-22+30,000→ 530,000 total
Exercise: $0.25From: 2021-12-22Exp: 2031-12-22→ Common Stock (30,000 underlying)
Exercise/Conversion
Common Stock purchase options
2022-07-18−250,000→ 1,050,000 total
Exercise: $0.01From: 2017-06-22Exp: 2027-06-22→ Common Stock (250,000 underlying)
Exercise/Conversion
Common Stock purchase options
2022-01-10−150,000→ 380,000 total
Exercise: $0.25From: 2021-12-01Exp: 2031-12-01→ Common Stock (150,000 underlying)
Award
Common Stock purchase options
2021-12-01+150,000→ 500,000 total
Exercise: $0.25From: 2021-12-01Exp: 2031-12-01→ Common Stock (150,000 underlying)
Exercise/Conversion
Common Stock purchase options
2022-01-10−30,000→ 350,000 total
Exercise: $0.25From: 2021-12-22Exp: 2031-12-22→ Common Stock (30,000 underlying)
Exercise/Conversion
Common Stock
2022-07-18$0.01/sh+250,000$2,500→ 4,890,618 total
Exercise/Conversion
Common Stock
2022-07-21$0.03/sh+1,000,000$27,000→ 5,890,618 total
Sale
Common Stock
2022-11-08$0.75/sh−127,000$95,250→ 5,763,618 total
Other
Common Stock
2022-11-16+175,563→ 5,939,181 total
Exercise/Conversion
Common Stock
2022-01-10$0.25/sh+30,000$7,500→ 4,590,618 total
Exercise/Conversion
Common Stock
2022-01-10$0.25/sh+150,000$37,500→ 4,560,618 total
Exercise/Conversion
Common Stock
2022-07-18+50,000→ 4,640,618 total
Award
Common Stock purchase options
2021-11-22+50,000→ 350,000 total
Exercise: $0.25From: 2021-11-22Exp: 2031-11-22→ Common Stock (50,000 underlying)
Exercise/Conversion
Common Stock purchase options
2022-07-18−50,000→ 1,300,000 total
Exercise: $0.00From: 2017-03-01Exp: 2027-03-01→ Common Stock (50,000 underlying)
Exercise/Conversion
Common Stock purchase options
2022-07-21−1,000,000→ 50,000 total
Exercise: $0.03From: 2022-07-10Exp: 2032-07-10→ Common Stock (1,000,000 underlying)
Award
Common Stock purchase options
2022-07-10+1,000,000→ 1,350,000 total
Exercise: $0.03From: 2022-07-10Exp: 2032-07-10→ Common Stock (1,000,000 underlying)

Footnotes (6)

[F1]100% vested on the date of grant
[F2]100% vested on the date of grant
[F3]100% vested on the date of grant
[F4]100% vested on the date of grant
[F5]Pursuant to the beneficial ownership rules, these shares are deemed owned by Ernest Lum, by attribution from his daughter, who lives with him. The shares are held in the daughter's name, and were originally acquired by her via conversion of derivative securities.
[F6]Reference the footnote immediately above

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Lux Amber, Corp.

CIK 0001740695

→

Entity typeother

Related Parties

filerCIK 0001824982

Filing Metadata

Form type: 4
Filed: Nov 15, 7:00 PM ET
Accepted: Nov 16, 11:54 AM ET
Size: 33.1 KB

View on SEC.gov