McGarry Mary Ann 4
4 · Guild Holdings Co · Filed Dec 9, 2021
Insider Transaction Report
Form 4
McGarry Mary Ann
Director10% Owner
Transactions
- Award
Class A Common Stock, par value $0.01 per share
2021-12-08$14.95/sh+9,015$134,774→ 143,776 total
Holdings
- 4,380,740(indirect: By LLC)
Class A Common Stock, par value $0.01 per share
Footnotes (3)
- [F1]Represents an adjustment to RSU holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on November 4, 2021, and paid on December 8, 2021.
- [F2]Represents RSUs which represent a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest as to 25% of the units on each of the second and third anniversaries of the grant date of October 21, 2020 and as to 50% of the units on the fourth anniversary of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.
- [F3]4,380,740 shares of Class A Common Stock beneficially owned by Ms. McGarry through McGarry Strategic Enterprises, LLC, in which Ms. McGarry owns a 99% ownership interest. Ms. McGarry serves as the Manager of McGarry Strategic Enterprises, LLC and exercises voting and investment control over the securities held by that entity.