|4Oct 4, 7:39 PM ET

Robertson Ian 4

4 · Embark Technology, Inc. · Filed Oct 4, 2022

Insider Transaction Report

Form 4
Period: 2022-06-09
Transactions
  • Award

    Class A Common Stock

    2022-06-09+9,8849,884 total
Holdings
  • Class A Common Stock

    (indirect: By Techno Whiz Kid Inc.)
    8,226
  • Warrants

    (indirect: By Techno Whiz Kid Inc.)
    Exercise: $230.00From: 2021-12-31Exp: 2026-11-10Class A Common Stock (6,991 underlying)
    6,991
Footnotes (3)
  • [F1]Reflects an award of restricted stock units ("RSUs"), which will vest in four equal quarterly installments beginning on September 9, 2022. Each RSU represents a contingent right to receive one share of Class A Common Stock.
  • [F2]Reflects the amount of shares beneficially held following a 20-for-1 stock split effected by the Issuer on August 16, 2022, which was exempt from reporting pursuant to Rule 16a-9.
  • [F3]Shares and warrants received as a liquidating distribution from Northern Genesis Sponsor, LLC, which was exempt from reporting pursuant to Rule 16a-13. In prior reports, the reporting person reported beneficial ownership of all shares and warrants held by Northern Genesis Sponsor, LLC.

Documents

1 file
  • 4
    wf-form4_166492665026977.xmlPrimary

    FORM 4