Paulson Larry 4
4 · Energy Vault Holdings, Inc. · Filed May 29, 2024
Insider Transaction Report
Form 4
Paulson Larry
Director
Transactions
- Award
Common Stock
2024-05-24+79,337→ 275,636 total
Holdings
- 609,256(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Board) on the earlier of (i) the date of the next Annual Meeting occurring after the date of grant or (ii) May 24, 2025.
- [F2]Includes 44,804 shares of Common Stock acquired in a pro rata distribution in-kind, the acquisition of which was exempt pursuant to Rule 16a-9.
- [F3]The shares are owned directly by the Larry M and Gretchen V Paulson Family Trust dated September 4, 2019 and any amendments thereto (the "Trust"). Mr. Paulson is a trustee of the Trust. Mr. Paulson disclaims beneficial ownership of the securities held by the Trust except to the extent of his pecuniary interest therein.