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4//SEC Filing

Future Fund Board of Guardians 4

Accession 0001828795-20-000003

CIK 0001719395other

Filed

Oct 21, 8:00 PM ET

Accepted

Oct 22, 9:23 AM ET

Size

11.7 KB

Accession

0001828795-20-000003

Insider Transaction Report

Form 4
Period: 2020-10-20
Transactions
  • Conversion

    Series E convertible preferred stock

    2020-10-20427,7170 total(indirect: By Subsidiary)
    Common Stock (427,717 underlying)
  • Conversion

    Common Stock

    2020-10-20+3,690,4813,690,481 total(indirect: By subsidiary)
  • Conversion

    Series D convertible preferred stock

    2020-10-202,617,0180 total(indirect: By subsidiary)
    Common Stock (3,262,764 underlying)
Transactions
  • Conversion

    Common Stock

    2020-10-20+3,690,4813,690,481 total(indirect: By subsidiary)
  • Conversion

    Series E convertible preferred stock

    2020-10-20427,7170 total(indirect: By Subsidiary)
    Common Stock (427,717 underlying)
  • Conversion

    Series D convertible preferred stock

    2020-10-202,617,0180 total(indirect: By subsidiary)
    Common Stock (3,262,764 underlying)
Footnotes (3)
  • [F1]Upon the completion of the Issuer's initial public offering ("IPO"), each share of Series D convertible preferred stock mandatorily converted into 1.246748888 shares of the Issuer's common stock.
  • [F2]Upon the completion of the Issuer's IPO, each share of Series E convertible preferred stock mandatorily converted into shares of the Issuer's common stock on a 1:1 basis.
  • [F3]These securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No. 4 Pty Ltd. Future Fund Investment Company No. 4 Pty Ltd is a wholly owned subsidiary of Future Fund Board of Guardians and, accordingly, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No. 4 Pty Ltd

Issuer

Eargo, Inc.

CIK 0001719395

Entity typeother
IncorporatedAustralia

Related Parties

1
  • filerCIK 0001505790

Filing Metadata

Form type
4
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 9:23 AM ET
Size
11.7 KB