Future Fund Board of Guardians 4
4 · Eargo, Inc. · Filed Oct 22, 2020
Insider Transaction Report
Form 4
Eargo, Inc.EAR
Future Fund Board of Guardians
10% Owner
Transactions
- Conversion
Common Stock
2020-10-20+3,690,481→ 3,690,481 total(indirect: By subsidiary) - Conversion
Series E convertible preferred stock
2020-10-20−427,717→ 0 total(indirect: By Subsidiary)→ Common Stock (427,717 underlying) - Conversion
Series D convertible preferred stock
2020-10-20−2,617,018→ 0 total(indirect: By subsidiary)→ Common Stock (3,262,764 underlying)
Footnotes (3)
- [F1]Upon the completion of the Issuer's initial public offering ("IPO"), each share of Series D convertible preferred stock mandatorily converted into 1.246748888 shares of the Issuer's common stock.
- [F2]Upon the completion of the Issuer's IPO, each share of Series E convertible preferred stock mandatorily converted into shares of the Issuer's common stock on a 1:1 basis.
- [F3]These securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No. 4 Pty Ltd. Future Fund Investment Company No. 4 Pty Ltd is a wholly owned subsidiary of Future Fund Board of Guardians and, accordingly, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No. 4 Pty Ltd