DD3 Sponsor Group, LLC 3
3 · DD3 Acquisition Corp. II · Filed Dec 7, 2020
Insider Transaction Report
Form 3
DD3 Sponsor Group, LLC
10% Owner
Holdings
Class B common stock
→ Class A common stock (3,162,500 underlying)
Footnotes (3)
- [F1]The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-250212) and have no expiration date.
- [F2]Includes up to 412,500 shares subject to forfeiture by DD3 Sponsor Group, LLC (the "Sponsor") depending on the extent to which the underwriters' over-allotment option to purchase additional units is exercised.
- [F3]The shares are held directly by the Sponsor and indirectly by Jorge Combe as manager of the Sponsor. Certain of the Issuer's other directors and officers hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Mr. Combe and such other directors and officers disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.