4//SEC Filing
DD3 Sponsor Group, LLC 4
Accession 0001829126-20-000347
CIK 0001828957other
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 7:19 PM ET
Size
9.2 KB
Accession
0001829126-20-000347
Insider Transaction Report
Form 4
DD3 Sponsor Group, LLC
10% Owner
Transactions
- Other
Class B common stock
2020-12-10−37,500→ 3,125,000 total→ Class A common stock (37,500 underlying) - Purchase
Class A common stock
2020-12-10+296,000→ 296,000 total
Footnotes (4)
- [F1]Simultaneously with the consummation of the Issuer's initial public offering, DD3 Sponsor Group, LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 296,000 units (the "Private Units") in a private placement for an aggregate purchase price of $2,960,000. Each Private Unit consists of one share of Class A common stock and one-half of one warrant. The reported shares are the 296,000 shares of Class A common stock included in such Private Units. The warrants included in the Private Units will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination (the "Business Combination") and December 10, 2021, and will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.
- [F2]The securities are held directly by the Sponsor and indirectly by Jorge Combe as manager of the Sponsor. Certain of the Issuer's other directors and officers hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Mr. Combe and such other directors and officers disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F3]The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Business Combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-250212) (the "Registration Statement") and have no expiration date.
- [F4]37,500 shares of Class B common stock were forfeited to the Issuer at no cost in connection with the waiver of the remaining portion of the underwriters' over-allotment option, as described in the Registration Statement.
Documents
Issuer
DD3 Acquisition Corp. II
CIK 0001828957
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001834325
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 7:19 PM ET
- Size
- 9.2 KB