|4Feb 24, 3:46 PM ET

Cincinnati Cornerstone Investors BWV I, LLC 4

4 · Blue Water Vaccines Inc. · Filed Feb 24, 2022

Insider Transaction Report

Form 4
Period: 2022-02-23
Transactions
  • Conversion

    Common Stock

    2022-02-23+3,611,2013,611,201 total
  • Conversion

    Series Seed Preferred Stock

    2022-02-23$6.09/sh735,632$4,479,9990 total
    Exercise: $1.52Common Stock (3,611,201 underlying)
Footnotes (2)
  • [F1]The Series Seed Preferred Stock and all related accrued and unpaid dividends automatically converted into Common Stock, as previously agreed, upon the closing of the initial public offering of the Issuer. The Series Seed Preferred Stock was convertible at any time and had no expiration date.
  • [F2]Cincinnati Cornerstone Capital, LLC, as the manager and a member of Cincinnati Cornerstone Investors BWV I, LLC, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4