TKB Sponsor I, LLC 4
4 · TKB Critical Technologies 1 · Filed Jan 19, 2023
Insider Transaction Report
Form 4
TKB Sponsor I, LLC
10% Owner
Transactions
- Conversion
Class A Ordinary Shares
2023-01-18+5,650,000→ 5,650,000 total - Conversion
Class B Ordinary Shares
2023-01-18−5,650,000→ 0 total→ Class A Ordinary Shares (5,650,000 underlying)
Footnotes (3)
- [F1]In accordance with the amended and restated memorandum and articles of association of TKB Critical Technologies 1 ("TKB"), the Reporting Person elected to convert its Class B Ordinary Shares into Class A Ordinary Shares on a one-for-one basis for no consideration.
- [F2]The Class B Ordinary Shares were (i) convertible into Class A Ordinary Shares at the Reporting Person's election on a one-for-one basis and (ii) automatically convertible into Class A Ordinary Shares at the time of the closing of TKB's initial business combination on a one-for-one basis, in each case subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by TKB Sponsor I, LLC in connection with TKB's proposed business combination), and had no expiration date.
- [F3]TKB Sponsor I, LLC is the record holder of the shares reported herein. Each of Angela Blatteis, Greg Klein and Philippe Tartavull own interests in TKB Sponsor I, LLC and are managers of TKB Sponsor I, LLC, and may be deemed to share beneficial ownership of such shares. Each of Ms. Blatteis, Mr. Klein and Mr. Tartavull disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein.