Ferdinand Brian 4

4 · LUXURBAN HOTELS INC. · Filed Dec 14, 2023

Form 4

Period: 2023-12-13

DirectorChief Executive Officer

Transactions

Holdings

Common Stock
(indirect: By LLC)
73,334
Warrants
(indirect: by THA Family II Limited Liability Company)
Exercise: $4.20From: 2022-08-12Exp: 2027-08-12→ Common Stock (250,000 underlying)
250,000
Warrants
(indirect: by THA Family II Limited Liability Company)
Exercise: $4.20From: 2022-08-12Exp: 2027-08-12→ Common Stock (110,000 underlying)
110,000
Common Stock
(indirect: By LLC)
15,347,917
Common Stock
(indirect: by THA Family II Limited Liability Company)
462,500
13.00% Series A Cumulative Redeemable Preferred Stock
20,000

Footnotes (6)

[F1]The Reporting Person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 24,833 shares, with the Reporting Person's sale of 24,833 shares of common stock at a weighted average price of $5.10 per share on November 21, 2023. The Reporting Person paid to the Issuer $13,360.154, representing the full amount of the profit realized in connection with the short-swing transaction.
[F2]THA Holdings LLC is an entity controlled and operated by the Reporting Person.
[F3]THA Family II Limited Liability Company is an entity controlled and operated by the Reporting Person.
[F4]SuperLuxMia LLC is an entity controlled and operated by the Reporting Person.
[F5]Comprised of underlying shares of the Issuer's common stock issuable upon exercise of the THA Contingent Warrants owned by THA Family II Limited Liability Company.
[F6]Comprised of shares of the Issuer's common stock underlying the 2022 Insider Bridge Warrant owned by THA Family II Limited Liability Company.

Documents

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