|4Apr 14, 4:02 PM ET

Chung Li Wai 4

4 · FiEE, Inc. · Filed Apr 14, 2025

Insider Transaction Report

Form 4
Period: 2025-04-10
Chung Li Wai
Chief Executive Officer10% Owner
Transactions
  • Purchase

    Series A Convertible Preferred Stock

    2025-04-10+3,411245,553 total(indirect: By Youxin Consulting Limited)
    From: 2025-04-10Common Stock (4,775 underlying)
Footnotes (2)
  • [F1]The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire.
  • [F2]The Series A Convertible Preferred Stock were transferred to the Reporting Person for no additional consideration beyond the consideration provided in that certain Amended and Restated Securities Purchase Agreement on February 18, 2025, by and among the Issuer, David Lazar, and certain purchasers thereto, including the Reporting Person.

Documents

1 file
  • 4
    ownership.xmlPrimary

    FORM 4