Upstart Holdings, Inc.·4

Jun 2, 4:34 PM ET

Hentges Mary 4

4 · Upstart Holdings, Inc. · Filed Jun 2, 2026

Research Summary

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Upstart (UPST) Director Mary Hentges Receives 6,476-Share Award

What Happened Mary Hentges, a director of Upstart Holdings, was granted 6,476 restricted stock units (RSUs) on May 29, 2026. The filing reports an acquisition price of $0.00 (award), so the transaction is recorded with a reported value of $0. This was an equity award (not an open-market buy or sale).

Key Details

  • Transaction type: Grant/Award (code A) of 6,476 RSUs
  • Transaction date: 2026-05-29; Form 4 filed: 2026-06-02 (appears timely under the two-business-day rule)
  • Reported price/value: $0.00 (award); reported dollar amount $0
  • Shares owned after transaction: Not disclosed in the Form 4 provided
  • Footnote: Each RSU equals a contingent right to one share. 100% of the RSUs vest on the earlier of May 29, 2027 or the day before Upstart’s 2027 annual meeting, subject to continued service.

Context RSUs are a form of compensation that convert into shares only if vesting conditions are met; they are not immediate purchases of stock. Such director awards are commonly part of routine compensation and do not, by themselves, indicate an insider buying or selling based on a view of near-term stock performance.

Insider Transaction Report

Form 4
Period: 2026-05-29
Hentges Mary
Director
Transactions
  • Award

    Common Stock

    [F1]
    2026-05-29+6,47637,149 total
Footnotes (1)
  • [F1]These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 29, 2027 or the day prior to the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.
Signature
/s/ Steven Madrid, by power of attorney|2026-06-02

Documents

1 file
  • 4
    wk-form4_1780432466.xmlPrimary

    FORM 4