4//SEC Filing
Fregosi Maria N. 4
Accession 0001830197-21-000009
CIK 0001830197other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 4:31 PM ET
Size
18.3 KB
Accession
0001830197-21-000009
Insider Transaction Report
Form 4
Fregosi Maria N.
Chief Investment Officer
Transactions
- Award
Common Stock
2021-03-17$1.77/sh+182,003$322,145→ 309,774 total - Tax Payment
Common Stock
2021-03-17$11.62/sh−105,666$1,227,839→ 239,161 total - Exercise/Conversion
Stock Options (Right to Buy)
2021-03-17−168,522→ 0 totalExercise: $1.77Exp: 2025-04-01→ Common Stock (168,522 underlying) - Award
Common Stock
2021-03-17$1.86/sh+26,964$50,153→ 344,827 total - Exercise/Conversion
Stock Options (Right to Buy)
2021-03-17−13,481→ 0 totalExercise: $1.77Exp: 2026-02-16→ Common Stock (13,481 underlying) - Award
Common Stock
2021-03-17$1.94/sh+8,089$15,693→ 317,863 total - Exercise/Conversion
Stock Options (Right to Buy)
2021-03-17−8,089→ 12,133 totalExercise: $1.94Exp: 2028-04-16→ Common Stock (8,089 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2021-03-17−26,964→ 40,445 totalExercise: $1.86Exp: 2028-12-05→ Common Stock (26,964 underlying)
Footnotes (6)
- [F1]Shares withheld to pay the exercise price of the options and the payment of taxes.
- [F2]The number of options has been decreased by one from the Reporting Person's Form 4 filed on February 4, 2021 due to rounding in connection with the exchange for the "substitute options."
- [F3]These stock options are fully vested.
- [F4]These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Reporting Person's Form 3 and Form 4 filed on January 29, 2021 and February 4, 2021, respectively.
- [F5]These stock options vest over five years, with 40 percent of the grant vesting based on continued service through April 16, 2019 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date.
- [F6]These stock options vest over five years, with 40 percent of the grant vesting based on continued service through December 5, 2019 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date.
Documents
Issuer
Home Point Capital Inc.
CIK 0001830197
Entity typeother
Related Parties
1- filerCIK 0001842877
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 4:31 PM ET
- Size
- 18.3 KB