Home/Filings/4/0001830197-22-000032
4//SEC Filing

Fregosi Maria N. 4

Accession 0001830197-22-000032

CIK 0001830197other

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 4:32 PM ET

Size

12.5 KB

Accession

0001830197-22-000032

Insider Transaction Report

Form 4
Period: 2022-03-01
Fregosi Maria N.
Chief Investment Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2022-03-01$1.86/sh+13,481$25,075252,642 total
  • Tax Payment

    Common Stock

    2022-03-01$3.14/sh12,763$40,076243,923 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2022-03-0113,48126,964 total
    Exercise: $1.86Exp: 2028-12-05Common Stock (13,481 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2022-03-014,0448,089 total
    Exercise: $1.94Exp: 2028-04-16Common Stock (4,044 underlying)
  • Exercise/Conversion

    Common Stock

    2022-03-01$1.94/sh+4,044$7,845256,686 total
Footnotes (4)
  • [F1]Shares withheld to pay the exercise price of the options and the payment of taxes.
  • [F2]These stock options vest over five years, with 40 percent of the grant vesting based on continued service through December 5, 2020 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date.
  • [F3]These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 filed on January 29, 2021 and on the Issuer's Form 4s filed on February 4, 2021 and March 19, 2021.
  • [F4]These stock options vest over five years, with 40 percent of the grant vesting based on continued service through April 16, 2020 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date.

Issuer

Home Point Capital Inc.

CIK 0001830197

Entity typeother

Related Parties

1
  • filerCIK 0001842877

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 4:32 PM ET
Size
12.5 KB