Fregosi Maria N. 4
4 · Home Point Capital Inc. · Filed Mar 2, 2022
Insider Transaction Report
Form 4
Fregosi Maria N.
Chief Investment Officer
Transactions
- Exercise/Conversion
Common Stock
2022-03-01$1.86/sh+13,481$25,075→ 252,642 total - Tax Payment
Common Stock
2022-03-01$3.14/sh−12,763$40,076→ 243,923 total - Exercise/Conversion
Stock Options (Right to Buy)
2022-03-01−13,481→ 26,964 totalExercise: $1.86Exp: 2028-12-05→ Common Stock (13,481 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2022-03-01−4,044→ 8,089 totalExercise: $1.94Exp: 2028-04-16→ Common Stock (4,044 underlying) - Exercise/Conversion
Common Stock
2022-03-01$1.94/sh+4,044$7,845→ 256,686 total
Footnotes (4)
- [F1]Shares withheld to pay the exercise price of the options and the payment of taxes.
- [F2]These stock options vest over five years, with 40 percent of the grant vesting based on continued service through December 5, 2020 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date.
- [F3]These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 filed on January 29, 2021 and on the Issuer's Form 4s filed on February 4, 2021 and March 19, 2021.
- [F4]These stock options vest over five years, with 40 percent of the grant vesting based on continued service through April 16, 2020 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date.